| Daubert Ruling |
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| Meaning to an Investigator |
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| By Frederick Mindlin |
Until 1993 the general test in Federal Courts
for the admissibility of novel scientific evidence
was whether such evidence was generally accepted
by the scientific community. That test has been
set forth in a case entitled Frye v. United
States, 293 F.11013 (D.C. Cir. 1923) which ruled on the
admissibility of certain polygraph evidence. In
ruling such evidence was inadmissible, the court
adopted the "general acceptance" test:
[w]hile courts will go a long way in admitting
expert testimony deduced from a well recognized scientific
principle or discovery, the thing from which the deduction
is made must be sufficiently established to have gained
general acceptance in the particular field in which it belongs.
In 1993, the Supreme Court of the United
States overruled the test set forth in Frye and
established a new test for scientific evidence in a case
entitled Daubert v. Merrell Dow
Pharmaceuticals. 509 U.S. 579 (1993). Specifically, the court changed the
focus from "general acceptance" to whether the
reasoning or methodology which underlie the
expert's opinions is scientifically valid:
In order to qualify as scientific knowledge an
inference or assertion must be derived by the scientific
method. Proposed testimony must be supported by
appropriate validation i.e., good grounds based on what is
known. In short, the requirement that an expert's testimony
pertain to scientific knowledge establishes a standard
of evidentiary reliability.
The Supreme Court in
Daubert set forth a number of factors that judges should consider in
screening scientific evidence.
(a) Has the technique or theory been tested?
(b) Has the theory been subjected to peer review?
(c) What is the known or potential rate of error
of scientific technique?
(d) What is the existence and maintenance of
standards controlling the techniques operations.
(e) Is there general acceptance within the
scientific community.
Based on an evaluation of these factors, the
trial judge must then determine whether to permit
expert testimony concerning the scientific evidence.
In March 1999 in Kumho Tire Co. v.
Carmichael, S.Ct. (1999), the Supreme Court expanded
the scope of its Daubert ruling to apply to all
expert testimony. Specifically, the court held:
"We conclude that
[Daubert's] general holdingapplies not only to testimony based on 'scientific' knowledge,
but also to testimony based on 'technical' and 'other
specialized' knowledge.
Thus, at least in the Federal Courts the
Daubert rule has been expanded to virtually all types of
expert testimony and vests with the trial judge
considerable discretion in determining whether
that testimony meets the requirements discussed above.
We thank attorney Fred Mindlin of Mound,
Cotton, and Wollan for his input on the Daubert ruling.
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